International Trade Today is a Warren News publication.

Open ACE ESAR A2.2 Programming Issues (6 Issues Added, 7 Closed)

U.S. Customs and Border Protection has posted an updated version of its spreadsheet of ACE ESAR A2.2 (Initial Entry Types) programming issues.

Sign up for a free preview to unlock the rest of this article

If your job depends on informed compliance, you need International Trade Today. Delivered every business day and available any time online, only International Trade Today helps you stay current on the increasingly complex international trade regulatory environment.

(ESAR A2.2 allows for the filing and processing of formal (type 01) and informal (type 11) entry summaries for those who volunteer to submit such entry summaries in ACE. It also allows importers with ACE accounts (and brokers if granted cross account access) to respond to certain CBP forms via the ACE portal.)

Seven Programming Issues Added to the Closed List

The following seven items were moved from the “Open” list to the “Closed” list with this update:

Date OpenedIssue Description (complete description)
07/23/09ACE entry summaries missing from daily statement. An ACE entry summary filer submitted several entry summaries on Sunday July 12th. The entry summaries (AE transactions) submitted prior to 18:55 were processed by ACE and returned a valid AX response -- summary has been added. The filer submitted these (and ones after 18:55) with a statement print date of 072209. The entry summaries submitted prior to 18:55 did not appear on yesterday’s (072209) statement, the ones submitted after 18:55 did appear. In addition, the ACE CATAIR AE and AX transactions submitted prior to 18:55 on Sunday, July 12th do not appear in EMM. Only those submitted after 18:55 appear in EMM.
08/19/09Entry Summary Accepted in ACE Not Found in ACS. A filer submitted an ACE entry summary on 8/1/09 at 06:46. The event was not successful -- either not created, created and not sent, or not received and processed by ACS. The entry summary did not appear on a statement for the filer to pay causing potentially liquidated damages. The response message (AX) from ACE to the filer appeared correctly and as expected. The entry summary was not found in ACS. All other entry summaries processed that day were correctly processed in ACE and ACS. However, the entry summary has subsequently been re-submitted and has now processed correctly in ACE and ACS.
02/15/10AD/CVD case information query did not provide a response. An AD/CVD case information query attempting to query all cases updated since 2/14/10 did not provide an output response to the filer. It appears that the output would include all case records in the case management file and be greater than the file size limitation. The transaction did not reject or provide a response.
04/05/11ATS Screening of ACE ES Issue. An ATS rule implemented starting on 4/4/11 is generating hits for an incorrect entry summary condition. The rule targets entry summaries with SPI = CA and COO not equal to CA. However, if the shipment originates in Canada, the COO must be reported as the Canadian province and not CA.
04/06/11ACE System Failures. 19 ACE entry summary transactions (AEs) were rejected by ACE during 2 time periods on 4/6/11; 15:36 to 15:41 and 17:50 to 18:00. Research indicated that it was not an ACE issue - other teams contacted. AEs for only 2 filers impacted.
04/07/11ACE ABI CATAIR entry summary and related transactions not processing in ACE on 4/7/11 from 09:51 to 10:53. For example, submitted AD and AE transactions were not processed and a resulting AC or AX outbound response message was not provided.
04/12/11ACE ES Rejects in Error for Not an ACE Filer. Several ACE entry summaries submitted by one trade participant were rejected by ACE in error for Periodic Statement Requires ACE Filer.

Six Programming Issues Added to the Open List

With this update, CBP has newly listed the following as “Open” programming issues:

Date OpenedIssue Description (complete description)
03/31/11ACE Entry Summary Rejected in Error for PGA Records. An ACE filer submitted an ACE entry summary transaction which ACE rejected incorrectly for issues with the HTS number, duty, and value. However, the data records based on the ACE ABI CATAIR and business rule validations are correct. ACE does not correctly handle PGA record sets for the same entry summary line when FDA records (FD01, FD02, etc.) are reported in sequence prior to DOT records (DT01, etc.). For this entry summary for the lines in question when the sequence of the PGA records is changed so that the DOT records are prior to the FDA records, the entry summary processes correctly and is accepted in ACE.
04/05/11ACE System Failure for Inactivated ACE Entry Summary. An entry summary transaction (AE) submitted to ACE for an already existing ACE entry summary which has been inactivated in ACE is being responded to incorrectly by ACE with an ACE System Failure response. ACE should reject the AE transaction for an inactivated ACE entry summary with the response message “Action Not Allowed -- Non-ACE Summary”.
04/07/11HTS 9403.90.8010 Issue. An ACE filer submitted an entry summary transaction to ACE, 4/6/11, which ACE rejected for HTS number not active. However, the HTS number (9403908010) is active in ACS with a begin date of 01/01/11 and end data of 99/99/99. The HTS number should have been accepted in an entry summary in ACE.
04/11/11HTS Number 9903.40.05 Issue. A filer submitted an entry summary transaction to ACE on Friday, 4/8/11, which ACE rejected for HTS number not active. However, the HTS number (99034005) is active in ACS with a begin date of 092610 and end data of 092511. The HTS number should have been accepted in an entry summary in ACE.
04/11/11ACE Entry Summary AE - No AX Response. An ACE entry summary transaction submitted on 4/7/11 during the system “outage” was resubmitted 3 times the following day on 4/8/11. None of the resubmissions indicate that the AE transaction was processed and none provided an outbound response AX message. The entry summary was apparently processed (even though an AX response was not provided) during the outage on 4/7/11 since it exists in the ACE data base.
04/11/11ACE Entry Summary Not on Preliminary Statement. An ACE entry summary is not appearing on a preliminary statement. For several days the AE was successfully transmitted (and re-transmitted) to be on a daily statement and accepted in ACE and replicated to ACS.

An Additional 52 Issues Remain on Open List

52 issues continue to be listed as “Open” on CBP’s spreadsheet (see spreadsheet for full details of each open issue, as well a full list of the issues that have been closed (completed), canceled, and deferred:

Date OpenedIssue Description (first sentence only)
06/05/09Multiple batch transmissions only processing first batch.
06/23/09"Control record format issues with HD transaction.
08/07/09Paperless indicator discrepancy between broker and CBP statements.
08/19/09Entry Summary Accepted in ACE Not Found in ACS. .
11/02/09Internal Event in Error as Created from an ACE Entry Summary.
11/11/09Multiple Entry Summary Queries in a Batch Not Processed in ACE.
11/12/09ACE Entry Summary Control Status Changed in Error.
11/24/09ACE entry summary reject text incorrect in article party record.
12/21/09ACE Entry Summary AX Response Issue for ACE System Failure Messages.
12/29/09ACE Entry Summary Error in E0-Record on Reject Output.
01/15/10Large bond query messages (KI) are failing to process in ACE PROD.
01/20/10ACE Entry Summary Condition Code Error.
02/11/10ACE entry summaries with a blank liquidation date.
02/14/10ACE Entry Summary Filer's Transactions Rejected in Error.
02/22/10AD/CVD entry summary report results inconsistent.
03/02/10ACE Outbound Message Not Received by Filer.
04/01/10ACE RLF entry summary rejected in error for "RLF REQUIRES CARGO RLSE CERTIFICATION".
04/08/10Error in Validation of DOT Records in an ACE Entry Summary Batch Transaction.
04/13/10Additional ACE entry summary boundary testing issues.
06/02/10Entry Summary Transactions Not Rejected by ACE for District/Port Restriction.
06/09/10ACE ES Rejected in Error for Article Set Validation.
06/09/10ACE Entry Summary Reject in Error for Non-Numeric Validation.
06/15/10ACE Entry Summary AX Response E1-Record Error.
06/17/10ACE ES Missing AD/CVD Case - Generates ACE System Failure in Error.
06/22/10ACS Entry Summary Deleted in ACS - Not Deleted in the ACE Data Warehouse.
06/22/10ACE Entry Summary Returns No Response AX Message.
07/01/10ACE System Failures for Multiple Ruling Details.
07/15/10ACE Entry Summary Not Rejected for Overlapping Invoice Data.
07/21/10AD/CVD Query - Party Records Not Provided in Error.
07/23/10ACE Control Y-Record - Record Count Errors.
07/26/10ACE CATAIR Outbound Message Segmentation Issue.
07/27/10AD/CVD Case Information Query EDI Profile Authorization Error.
08/03/10AD/CVD Case Information Rates Error in AC Response.
08/17/10ACE System Failures.
08/20/10ACE Entry Summary Incorrectly Rejected for Missing OI-Record
09/01/10ACE Entry Summary Header Consignee Validation Error.
09/28/10EDI profile update issue.
11/23/10Issues with ACE ES Query Outbound Response.
11/29/10Importer/Bond Query Response Address Truncated.
12/02/10Duplicate AX Response Messages.
01/06/11ACE ES Versioning Issue.
01/13/11Rejected ACE AE Does Not Delete Existing Entry Summary in ACE.
01/18/11ACE Entry Summary Rejected in Error for No In-bond Number.
01/19/11ACE Data Base Errors Cause Portal Functions to Fail.
01/25/11ACE entry summary report AM-008 data discrepancy.
02/11/11FIRMS code discrepancies between ACE and ACS.
02/11/11ACE creating multiple CBP assigned numbers to the same exact firm name and address.
02/16/11ACE Outbound Response Message Error.
03/02/11Non-space data found in filler field - location not identified.
03/14/11ACE Entry Summary - Rejected for ACE System Failure.
03/14/11"Large" Importer/Bond Query Output Issue.
03/29/11Issue with AD/CVD Case manufacturer and foreign exporter names.

(See ITT’s Online Archives or 04/04/11 news, 11040428, for BP summary of CBP’s most recent previous list of open issues.

See ITT's Online Archives or 04/14/09 news, 09041430 #1, for BP summary announcing that ESAR A2.2 was deployed on April 12th as scheduled.

See ITT's Online Archives or 04/07/09 news, 09040715, for recent BP summary on ESAR A2.2 portal changes.)